HomeMy WebLinkAboutComplete Aug 2013 WRAB Packet
WATER RESOURCES ADVISORY BOARD MEETING
MEETING DATE: Monday, 19 August2013
EARLY START: 6:00 p.m.
Wastewater Treatment Facility
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4049N. 75Street
Agenda Highlights
:
1.Call to Order (6:00 p.m.)
2.Facility Overview and Tour of the Wastewater Treatment Facility (6:01 p.m.)
3.Approval of the 15 July 2013 Meeting Minutes (7:30 p.m.)
4.*Public Comment (7:35 p.m.)
5.Information Item –Wastewater Treatment Facility Activated Sludge Upgrade and
Removal of Emerging Contaminants (7:40 p.m.)
6.Matters (8:10 p.m.)
a.From the Board
b.From Staff
7.Future Schedule (8:20 p.m.)
8.Adjournment (8:30 p.m.)
* Public Comment Item
Information
: Contact the WRAB Secretary, Laurel Olsen-Horen(303) 441-3203or
olsenl@bouldercolorado.gov. Packets are available in the reference section of the Main
Library and on-line at http://www.bouldercolorado.gov, Departments, Public Works,
Agenda item times are approximate.
Utilities, Water Resources Advisory Board.
WATER RESOURCES ADVISORY BOARD
Upcoming Agenda Items–All Items Tentative
Revised 7-22-2013
August 19, 2013
Information Item -WWTF Activated Sludge Upgrade/Removal of Emerging
Contaminants (Linenfelser/Douville)
Tour of Wastewater Treatment Facility Upgrades(Douville)
September 16, 2013
Information Item –Financial Management/Revenue Stabilization (Baird/Sands)
Action Item -Water Conservation Futures Study(Sands)
October 21, 2013
Matters Item –South Boulder Creek Update(Bauer)
Information Item -Backflow Prevention Program (Leone)
November 18, 2013
Information Item -South Boulder Creek Flood Mitigation Study (Bauer)
Discussion Item –Recommendation to City Council on 2014 Priorities
December 16, 2013
Action Item –Recommendation to City Council on 2014 Priorities
Action Item –South Boulder Creek Flood Mitigation Study (Bauer)
Information Item –Skunk Creek, Bluebell Creek and King’s Gulch Flood Mapping Study
(Knapp)
January 27, 2014
Action Item –Twomile Canyon Creek and Upper Goose Creek Flood Mapping Study
Action Item –Skunk Creek, Bluebell Creek and King’s Gulch Flood Mapping Study
(Knapp)
Upcoming Items/Not Scheduled
Public Works Design and Construction Standards(Schum)
Event Detection (Wind)
Industrial Pretreatment (Dorsey)
Information Item Water Supply/Climate Change (Taddeucci)
Boulder Slough Flood Mapping Update (Harberg/Noble)
Wastewater Treatment Asset Management (Douville)
CITY OF BOULDER, COLORADO
BOARDS AND COMMISSIONS MEETING MINUTES
Name of Board / Commission:
Water Resources Advisory Board
Date of Meeting:
15July2013
Contact Information of Person Preparing Minutes:
Kaaren Davis; 303-441-3233
Board Members Present:
Chuck Howe, Dan Johnson,Vicki Scharnhorst,Ed Clancy
Board Members Absent:
Mark Squillace
Staff Present:Jeff Arthur, Director of Public Works for Utilities
Bret Linenfelser, Water Quality and Environmental Services Manager
Joe Taddeucci, Water Resources Manager
Russ Sands, Water Conservation Program Manager
Michelle Wind, Drinking Water Program Supervisor
Vicki Jones, Process Optimization Specialist
Steve Folle,Acting Co-Water Treatment Manager
Mike Emarine,/Acting Co-Water TreatmentManager
Jake Gesner, Hydroelectric Manager
Niall Stewart,Process Optimization Specialist
Kevin Clark, EngineeringProject Manager
Steve Buckbee, EngineeringProject Manager
Kaaren Davis, Board Secretary
Meeting Type:
Regular
Agenda Item 1 –Call to Order [6:58p.m.]
This meeting was called to order at 7:00p.m.
Agenda Item 2–Approval of the 17 June2013Meeting Minutes: [7:00p.m.]
Motion to approvethe 17 June minutes with requested correctionsby:Scharnhorst;Seconded by:
Johnson
Motion Passes;4:0
Agenda Item 3–Public Participation and Comment (General) [7:03p.m.]
Public Comment:
None
Agenda Item 4–Information Item –Overview of Water Treatment Operations [7:03p.m.]
Michelle Wind, Steve Folle, Mike Emarine, Niall Stewart, Bret Linenfelser, Steve Buckbee and Jeff Arthur
presented the item.
Executive Summary from the Packet Materials:
In January 2013, staff provided the Water Resources Advisory Board with an overview of water supply
January 2013 WRAB Information
and demand management with a focus on evaluating 2012 operations (
Item). This information item is intended to supplement the water supply and demand management
information by providing a more in-depth look at the water treatment processes and challenges at the city’s
two water treatment facilities.
The City of Boulder (city) operates two water treatment facilities, the Betasso Water Treatment Facility
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(BWTF) and the Boulder Reservoir Water Treatment Facility at 63Street (BRWTF). The BWTF
functions as the city’s primary treatment facility with the BRWTF serving to optimize management of the
city’s water rights portfolio, meet peak demands, and provide reliability. Both facilities use conventional
treatment processes with the key difference being that the BWTF clarification process relies on
sedimentation while the BRWTF uses flotation.
Treatment processes are evaluated on an ongoing basis to maintain regulatory compliance and delivera high
quality product to customers. The city adds fluoride to its treated water in accordance with a 1969 ballot
initiative. The BWTF is a key focus in the upcoming Utilities Capital Improvement Program (CIP), including
preliminary design of an improvement project in 2014.
WRAB Minutes
15 July 2013
Page No.1
This item is intended to provide WRAB with an overview of water treatment operations as context for
future WRAB agenda items. No formal action by the WRAB is requested at this time.
WRAB Discussion Included:
How decisions are made to do studies.
Effects on water quality and water treatment /costs associated with allowing so much
recreational use of Boulder Reservoir.
Clarifying questions regarding the different treatment methods used at each of the water
treatment facilities.
Issues surrounding water quality based on local geology(ambient contaminant levels)versus
Safe Drinking Water Act and Water Quality Act.
The need to replace and/or rehabilitate much of the equipment at the treatment plants due to
age and older, less effective technologies. Plans/projects moving forward to do this.
Relative costs of current treatment methods between plants and cost savings potentials with
rehabilitation/replacement.
No formal action by the WRAB is requested at this time.
Agenda Item 5–Information Item –Hydroelectric Program Update [8:25p.m.]
Joe Taddeucci, Kevin Clark, and Jake Gesner presented the item.
Executive Summary from Packet Materials:
Boulder began developing the hydroelectric power potential of its municipal water system in the 1980s.
Between 1985 and 2004, the city built or acquired eight hydroelectric power plants with a present day
capacityof roughly 16 megawatts (MW). Currently, the city has four hydroelectric facilities on its raw
water delivery system and four facilities on the treated water system. Annually, the city produces an
average of approximately 45,000 megawatt hours (MWh) of hydroelectricity, which results in annual
revenue of about $2 million to the water utility. This revenue offsets capital and operating costs that would
otherwise be borne by water utility customers through higher water rates.
Since the 1980s, it has been city policy to develop hydroelectric potential within the municipal water
supply system where environmentally and economically feasible. Hydropower projects have been
environmentally feasible since municipal water supply infrastructure is already in place. Economic
feasibility has been defined as a hydroelectric facility’s ability to pay for its construction, operation and
maintenance costs over its lifetime. Seven of the city’s facilities have met or are expected to meet this goal
in significantly less than the assumed 50-year project lifetime. Boulder Canyon Hydro (BCH) underwent a
major renovation completed in 2012 at a cost to the city of $4.75 million. It is expected that generation
revenue will pay back this cost in under 20 years.
While muchof the municipal water system hydroelectric potential has been developed, staff continues to
monitor potential hydroelectric development options within the system. Future projects may rely upon
additions to the water supply infrastructure, operational adjustments, future power sales markets and
advancements in hydroelectric generation technology.
Staff is presenting the information to WRAB at this time as an overall status of the city’s hydro program
and to provide background in advance of upcoming projects, which will be coming to WRAB in the next
several years as part of the capital improvement program.
WRAB Discussion Included:
The changing role of Kossler Reservoir as hydro technology changes.
Clarifying questions about the function and yields of the various hydro plants.
The financial benefits of the hydro facilities 7 of 8 of which have positive net revenue.
How the hydro program might feature in a potential municipalization program.
No formal action by the WRAB is requested at this time.
Agenda Item 6–Matters [9:17p.m.]
From the Board:(9:17p.m.)
Clancyraised the following matters:
Had questions regarding Boulder’s compliance with contaminants such as Arsenic,
o
WRAB Minutes
15 July 2013
Page No.2
HexavalentChrome and Cyanide. Staff: Meeting effective limits on the latter two,
Arsenic, as discussed previously is largely affected by ambient levels in the local
geology.
Howeraised the following matters:
Completed a tour of the water utility system for six leading water officials from the
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Middle East and Eastern Europe. Thanks to staff for an excellent tour.
From Staff: [9:23p.m.]
Submitted for two federal grants
to help with Regulation 85/Nutrient Levels. Should find out
prioritization of the submittals next week.
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Critical Facilities Ordinance
Going to Council for first reading on August 20and second
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reading on September 17.
Flood Warnings:
EOC activation late last week, particularly applied to the Fourmile burn
area.
Revenue:
Beginning of the year low due to the wet spring, but won’t have a good sense of how
the year will be until after August/ Sept. Plant Investment Fees up a bit.
New Website:
Goes live Wednesday morning.
CRM:
Part of the new website. Should streamline the request for service process.
Agenda Item 8–Discussion on Future Schedule [9:35p.m.]
Tour ofthe Wastewater treatment plant.
Activated Sludge upgrade.
Water Conservation Future Study to September
Table Water Supply Climate Change Item
Add a “Matters” item on South Boulder Creek in October.
Agenda Item 9–Adjournment [9:44p.m.]
There being no furtherbusiness to come before the Board at this time, by motion regularly adopted, the
meeting was adjourned at9:44p.m.
Motion to adjourn by: Scharnhorst ; Seconded by: Johnson
Motion Passes 4:0
Date, Time, and Location of Next Meeting:
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The next WRAB meeting will beAugust19, 2013 at 7:00 p.m., at the 75Street Wastewater Treatment
Facility
APPROVED BY:ATTESTED BY:
____________________________________________________________________
Board ChairBoard Secretary
____________________________________________________________________
DateDate
An audio recording of the full meeting forwhich these minutes are a summary,is available on the Water
Resources Advisory Board web page.
WRAB Minutes
15 July 2013
Page No.3
C I T Y O F B O U L D E R
WATER RESOURCESADVISORY BOARD
INFORMATION ITEM
MEETING DATE: August 19, 2013
AGENDA TITLE:
Information Item -WWTF Activated Sludge Upgrades and Removal of
Emerging Contaminants
PRESENTERS:
Jeff Arthur,Director of Public Works for Utilities
Chris Douville, Wastewater Treatment Manager
Bret Linenfelser, Water Quality / Environmental Services Manager
EXECUTIVE SUMMARY
Emerging Contaminants, and Endocrine Disrupting Compounds (EDCs) in particular, are a
growing concern within water quality and wastewater treatment. Some of these compounds,
such as steroid hormones and pharmaceuticals, have been discovered in various water
environments including treated wastewater effluent, andhavebeen shown to cause negative
impacts to the reproductive systems of aquatic life. A significant amount of water quality
research has been performed on Boulder Creek, with attempts to understand the implications of
the wastewater effluentwhich makes up the majority of the creek flow during most of the year.
A long-standing collaboration between the City of Boulder(city), United States Geologic Survey
(USGS),and the University of Colorado (CU)has resultedin significant findings related to the
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impacts of wastewater effluent from the city’s 75Street Wastewater Treatment Facility
(WWTF).
Summarized in a 2012 publication from Environmental Science and Technology, research has
shown that the endocrine-disrupting effects of the wastewater effluent have been significantly
reduced following the WWTF upgrade to activated sludge treatmentin 2008. Prior to the
upgrades, the WWTF utilized a process technology called trickling filter/solids contact and the
documented estrogenic effects to fish in Boulder Creek were very pronounced. After the
upgrades went online, repeat studies were conducted where fish were exposed to various
amounts of Boulder Creek water and wastewater effluent. Physiological fish data, as well as
chemical data from laboratory analysis, confirm that the activated sludge upgrades have
significantly reduced the endocrine-disrupting effects of the final effluent.
Agenda Item V: Page 1
The city has learned additional information about EDCs in wastewater effluent from
participation in other research studies. The purpose of this informationitem is to highlight the
important work with USGS and CU.Highlights from participation in other research efforts will
be discussed during the August 19 WRAB Meeting.
This item is being presented as an information item to provide the WRAB with context for future
recommendations on capital projects at the WWTF.No formal action by the WRAB is requested
at this time.
FISCAL IMPACT
This issue does not have a significant short-term budget impact. Minor amounts of staff time are
utilized to participate in ongoing collaboration with research teams, and some minor expenses
are experienced as part of “in-kind”contributions affiliated withresearch efforts. None of the
emerging contaminants are on the immediate Federal or State regulatory horizon. Thus, any
facility modifications necessary to remove one or more classes of compounds is a long-term
issue and will be addressed in the 20-year CIP planning horizon.
COMMUNITY SUSTAINABILITY ASSESSMENTS AND IMPACTS
Economic: Emerging contaminants in wastewater, once more fully understood and regulated,
have the potential to cause significant impacts on capital and operating costs of wastewater
treatment. Advanced technologies may be required to affect removal of many of these
compounds. The concern is a long-term one that will eventually lead to higher rates for
wastewater service.
Environmental: Research has demonstrated both negative environmental and humanimpacts
from even lowquantities ofemerging contaminants in waters, such as endocrine disrupting
compounds, hormones, and trace organics. It is important to understand the occurrence of
these compounds, the concentrations, how they behave, and their fate in wastewater
treatment.
Social:Emerging contaminants are receiving more and more attention from news media, so
the public are becoming aware of these concerns, and questions/comments from the public
validate this growing awareness. Community education around this issue will continue to
grow in importance.
BACKGROUND
The Boulder Creek watershed, and Boulder Creek in particular, has been studied extensively
over the years. Much has been learned about the water quality of Boulder Creek, and some of
the information reveals environmental and human health implications due to the presence of a
host of compoundscollectively known as Endocrine Disrupting compounds (EDCs). EDCs have
Agenda Item V: Page 2
been shown to disrupt, modify, or otherwise negatively affect an aquatic organisms’growth and
reproduction processes. Examples of EDCs are steroid hormones, pharmaceuticals, and
nonylphenols. EDCs are a subset of what arereferredto as Emerging Contaminants –
compounds thatare receiving a heightened amount of attention from the scientific and
environmental communities, and have the potential to become regulated compounds in the
future.
In the 1990s, the city started a broad, collaborative research effort with staff from the USGS and
CU to understand water quality in Boulder Creek. One significant effort called “The Millennium
Study” documented the occurrence of natural and anthropogenic organic compounds in Boulder
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Creek, upstream and downstream of the75St.WWTF, from samplescollected in year 2000.
Findings of this study revealed significant concerns with the occurrence and concentration of
pollutants in Boulder Creek, downstream of the WWTF. Additional studies in subsequent years
revealed more concerning information, including an imbalance male/female fish ratios
downstream of the WWTF when compared to upstream, as well as physiological data from fish
demonstrating atypical physiology (increased yolk protein consistent with feminization, reduced
gonads in male fish) and disruption of the endocrine system.While the city is not the only
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discharger along Boulder Creek, the 75St. WWTF is certainly the predominant point-source
discharger.For an expanded understanding of the conditions in Boulder Creek and influence of
Attachment A
the WWTF effluent, refer to that contains slides from presentation shared at the
2007 WEFTEC Conference.
From 1990 through late 2007, the city’s WWTF utilized the treatment process called trickling
filter/solids contact (TF/SC). Rock trickling filters (from the original facility construction) were
used to host a microbiological biofilm (fixed-film treatment) and remove BOD, while small
aerated reactor tanks downstream of the TFs were used to support a microbiological population
mixed in liquid suspension to further remove some BOD and improve settleability of the
secondary solids. Downstream of the TF/SC process train, the city also had a single nitrification
trickling filter (NTF) to perform ammonia removal (ammonia oxidizing bacteriabiofilm on
plastic media). Hydraulic and solids residence time within the TF/SC process was low (1to 2
hours HRT, and 1 day SRT); conditions that are not favorable for EDC removal.
ANALYSIS
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The city’s 75St. WWTF was upgraded in year 2008 to include a new microbiological process
known as activated sludge, replacing the previousTF/SCprocess. The key driver for the
upgrade was to fully remove ammonia-nitrogen, due to regulatory mandates. The project also
included several other significant components, such as a hydraulic and process capacity
expansion and partial nitrogen removal capabilities with denitrification.Although it was not a
project driver, the upgrade to activated sludge was anticipatedto yield improved removal of
endocrine disrupting compounds due to results shownin previous research by others. The
theoretical reason for the improved removals with activated sludge is due to biodegradabilityof
the compounds when affordedlonger exposures to the microbiological population, when
compared to other wastewater treatment processes such as TF/SC.Other fate pathways such as
Agenda Item V: Page 3
sorption and chemical oxidation also likely occur during treatment from influent to effluent, but
the key difference with activated sludge is the long solids retention times (SRTs) which are
necessary when a facility fully-nitrifies to remove effluent ammonia.
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Prior to the city completing the 75Street WWTF upgrades, Larry Barber (USGS), Alan Vajda
(CU-Boulder, now CU-Denver), and others approached the city with the idea of performing
baseline research with the TF/SCtreatmentprocess still online, then repeating the research once
the activated sludge upgrades were operational to capture a so-called “pre/post” study to
understand the effects of a major WWTF infrastructure upgrade on Boulder Creek and endocrine
disruption of fish.Highlights of the pre/post study are summarized here. For more detailed
Attachment B
information on the study, reference (white paper, Barber et al. 2012) and
Attachment C
(poster presentation, Vajda et at. 2013).
Study Method
In order to further explore the relationship between the endocrine-activity of the Boulder WWTF
effluent and the reproductive disruption observed in downstream white suckers, it was necessary
to conduct experiments to expose fish to the WWTFeffluent under controlled conditions. A fish
exposure mobile (FEM) was designed in a mobile trailer and deployed at the 75thSt. WWTFto
conduct controlled exposures to fish from effluent and Boulder Creek reference water. The FEM
unit is outfitted with stainless steel pumps and holding tanks to store and continuously deliver
WWTFeffluent and Boulder Creek reference site water. Boulder Creek water is heated to
equalize temperature with the WWTFeffluent temperature, and a gravityflow system distributes
the water to 60 glass aquaria, allowing exposure of fish to WWTFeffluent, Boulder Creek
reference water, and mixtures of the two.
Adult male fathead minnows (Pimpehales promelas) in breeding condition were tested under
stimulatory photoperiod and temperature conditions to WWTP effluent, reference water, and a
mixture of the two for 28 days. Male fathead minnows are one of the species used by the U.S.
Environmental Protection Agency for endocrine disruption studies. Male fathead minnows
exhibit quantifiable secondary sexual characters that are stimulated by androgens and
antagonized by estrogens. Further, male fathead minnows readily produce the yolk precursor
vitellogenin upon exposure to exogenous estrogens. Vitellogenin is normally produced in the
livers of mature females in response to endogenous estrogens, and its elevation in males or
immature females is a reliable biomarker of exposure to estrogens.
Over the course of the 28-day experiment, changes to the expression of secondary sex characters,
changes to gonadal sperm abundance, and concentrations of vitellogenin in the plasma of
exposed males were monitored. The occurrence of EDCs including biogenic and pharmaceutical
steroidal estrogens and alkylphenolic surfactants was measured. The scope of this investigation
extends well beyond the suite of biological analyses typically utilized in most municipal water
quality testing laboratories. Further, the integration of biological and chemical analyses utilized
in this investigation exceeds the analytical capacity of most individual research laboratories.
Such comprehensive studies can only be accomplished through intensive inter-agency and
interdisciplinary collaboration.
Agenda Item V: Page 4
Results
The baseline condition with TF/SC, sampled in June 2007, was followed with post-upgrades
sampling in June 2008 with the new activated sludge system in operation. The study revealed
Table 1
two important data sets: 1) chemical data for pollutants, and 2) physiological fish data.
shows a summary of several key chemical parameters and associated final effluent
concentrations.Removal efficiencies of most parameters increased, and some parameters were
removed to non-detectable concentrations.
Table 1.WWTF Effluent Chemical Parameter Data, Pre and Post WWTF Upgrade
Pre-Upgrade Post-Upgrade
Parameter
Concentration (ug/L)Concentration (ug/L)
Caffeine1.00.031
Bisphenol A0.0080.014
4-nonylphenol0.340.21
Triclosan0.450.039
0.013<0.001
17-Estradiol
Estrone0.22<0.001
NPEO6.22.3
(Total nonlyphenolethoxylate)
OPEO2.00.031
(Total octylphenolethoxylate)
Note: Pre-upgrade data from 6/20/07, and post-upgraded data from 6/16/08.
Table 2
Physiological data from the fish exposure studies are summarized in below.The
difference in post-upgrade biological fish markers was significant and correlates well with
reduced effluent concentrations of estrogenic chemical compounds.
Table 2.Biological Parameter Datafrom Boulder Creek, Pre and Post WWTF Upgrade
ParameterPre-Upgrade ValuePost-Upgrade Value
Minimum Ratio of WWTF Effluent-to 25%No effect at 100%
Boulder Creek Water with an observed
negative impact on fish(trailer experiments)
Gonadosomatic IndexFall –2Fall –6
(gonad mass / body mass * 100)Spring –1Spring –4
Downstream Sex Ratios –M / F / Intersex20 / 60 / 2050 / 50 / 0
Plasma VitellogeninDownstream approx. Downstream essentially
(ng/mL)100 times upstreamequivalent to upstream
Note: Pre-upgrade data from various dates before August 2007, and post-upgraded data after 2007.
NEXT STEPS
Utilities staff from the wastewater treatment and water quality workgroups will continue
to collaborate with USGS and CU research teamsto further understand water quality
issues in Boulder Creek and influent of wastewater effluent
Agenda Item V: Page 5
Utilities staff will continue to evaluate other research opportunities (through
organizations such as WERF) to participate in future studies, either as an integral team
member or a partner utility
As new WWTFupgrades are considered for separate drivers such as current regulatory
mandates (i.e. nitrogen, phosphorus) or aging infrastructure replacement, impacts on
emerging contaminant removal will be considered, whenapplicable
Continue to advance public education and outreach efforts to advocate source control of
emerging contaminants, such as pharmaceuticals and personal care products.
Agenda Item V: Page 6
ATTACHMENTS
A:
Slides from Presentation at WEFTEC Conference, “Assessing Estrogenic Chemicals in
Wastewater and Their Effects on Fish Reproduction –A Collaborative Effort Between
Discharger and Researcher”. Linenfelser and Vajda2007.
B:
Journal Article from Environmental Science and Technology, “Fish Endocrine Disruption
Responses to a Major Wastewater Treatment Facility Upgrade”. Barber et al.2012.
C:
Poster Presentation shown at various conference venues, “Infrastructure Investment
Improves Ecosystem Health”. Vajda et al. 2013.
Agenda Item V: Page 7
Attachment B
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Attachment B
Page 2
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n
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`
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Attachment B
Page 3
)RZMVSRQIRXEP7GMIRGI
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Attachment B
Page 4
)RZMVSRQIRXEP7GMIRGI
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n
Attachment B
Page 5
)RZMVSRQIRXEP7GMIRGI
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n
Attachment B
Page 6
)RZMVSRQIRXEP7GMIRGI
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n EHQMRMWXIVIHXLITVIZMSYWHE]'SRGIRXVEXMSRWSJ
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n
Attachment B
Page 7
)RZMVSRQIRXEP7GMIRGI
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QIEWYVIQIRXWSJQYPXMTPIIRHSGVMRIHMWVYTXMRKGLIQMGEPW
&
VIPEXMZITPEWQEZMXIPPSKIRMRGSRGIRXVEXMSRW
RSVQEPM^IHXSXLIQIER6IJ
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MREHYPXQEPIJEXLIEHQMRRS[WI\TSWIHXS 6IJ 6IJ )JJERH )JJJSV HE]W '
RYTXMEPXYVFIVGPIEFYRHERGIMR
EHYPXQEPIJEXLIEHQMRRS[WI\TSWIHXS 6IJ 6IJ )JJERH )JJJSV HE]W ERH
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7)1
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T
VIJIVIRGI[EXIVI\TSWYVIJSVXLIWEQI]IEV
/VYWOEP;EPPMWXIWX
7EQTPIWM^I
R
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n
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IWXVEHMSPERHIWXVSRIVIQEMRIHVIPEXMZIP]GSRWXERX
EW
T
XIWXSWXIVSRIERHERHVSWXIRIHMSRI[IVIHIXIGXIHMRXLIMRJPYIRXVIJPIGXIHMRWMKRMJMGERX
HIGVIEWIWMRXLIIJJPYIRX
EXWMQMPEVSVKVIEXIVGSRGIRXVEXMSRWXLERXLIIWXVSKIRWFYX[IVIIWXVEHMSPIUYMZEPIRG]UYSXMIRXW
))U
GEPGYPEXIHJVSQ
VIQSZIHQSVIVETMHP]HYVMRKXVIEXQIRX7MQMPEVVIQSZEPWIWXVEHMSPVIPEXMZITSXIRG]JEGXSVWERHQIEWYVIHGLIQMGEPHEXE
EQSRKXLIXVIEXQIRXTVSGIWWIW[IVISFWIVZIHF]*ERIXEP
WII8EFPI7-JSVGEPGYPEXMSRHIXEMPW
8LIHIGVIEWIMR
[LSVITSVXXLEXQEWWJPY\SJIWXVMSP[EWIPMQMREXIHF] MRGEPGYPEXIH))UMR[EWGSRWMWXIRX[MXLXLIHIGPMRIMR
XLITVMQEV]GPEVMJMIVXLIQEWWSJIWXVEHMSPWLS[IHRSWIZIVMX]SJIRHSGVMRIHMWVYTXMSRIJJIGXW
GLERKIERHXLIQEWWSJIWXVSRIMRGVIEWIHF] -RXLI ERHTSWXYTKVEHII\TSWYVII\TIVMQIRXW
8LIEHYPXXLIVI[EWEHVEQEXMGVIHYGXMSRMRXLIGSRGIRXVEXMSRWSJQSWXSJ
&MSPSKMGEP6IWTSRWIWXS;;8*1SHMJMGEXMSR
QEPIJEXLIEHQMRRS[I\TSWYVII\TIVMQIRXWGSRHYGXIHMRXLIIRHSGVMRIHMWVYTXMRKGSQTSYRHWMRXLI;;8*IJJPYIRX
ERHTVSZMHIHFEWIPMRIGSRHMXMSRWJSVIRHSGVMRIVIPEXMZIXSTVIYTKVEHIGSRHMXMSRWERHEVIWYPXMRKVIHYGXMSRMR
HMWVYTXMSREKEMRWX[LMGLXSGSQTEVIXLIMQTEGXSJXLI;;8*))U*SPPS[MRKXLIYTKVEHIXLIVI[EWRSWMKRMJMGERXIJJIGXSJ
YTKVEHI
*MKYVI
-RIRHSGVMRIHMWVYTXMSREQSRK HE]IJJPYIRXI\TSWYVISRER]QIEWYVIHMRHI\SJTVMQEV]SV
T
;;8*IJJPYIRXI\TSWIHQEPIJMWL[EWVETMHERHWIZIVIWIGSRHEV]WI\GLEVEGXIVW
"
:MXIPPSKIRMRMRHYGXMSRMR
T
GSQTEVIHXSXLIYTWXVIEQVIJIVIRGI[EXIV RYTXMEPXYFIVGPI [EWIPIZEXIHSRP]JSPH
VIPEXMZIXSXLI
RYQFIVERHJEXTEHTVSQMRIRGI
HEXERSXWLS[R
[IVIYTWXVIEQVIJIVIRGI[EXIVERHRSWMKRMJMGERXMRHYGXMSR[EW
TT
WMKRMJMGERXP]VIHYGIH
VIPEXMZITPEWQEZMXIPPSKIRMRSFWIVZIHMR
"
T
MRHYGXMSR[EWIPIZEXIHQSVIXLERJSPH
VIPEXMZI8LIIRHSGVMRIHMWVYTXMSRFMSQEVOIVWYWIHMRXLMWWXYH][IVI
T
KSREHSWSQEXMGMRHI\HIGVIEWIHF]
ERHWTIVQWIPIGXIHXSTVSZMHIGSRWMWXIRXHEXEFIX[IIRXLIQYPXMTPIJMWL
T
EFYRHERGIHIGVIEWIH
HEXERSXWLS[R
-RQEPII\TSWYVII\TIVMQIRXWGSRHYGXIHYRHIVTVIERHTSWXYTKVEHI
JMWLI\TSWIHXS;;8*IJJPYIRXWLS[IHPIWWWIZIVIGSRHMXMSRWERHHMHRSXWTIGMJMGEPP]EWWIWWMQTEGXWSRFILEZMSV
HIQEWGYPMRM^EXMSRSJWIGSRHEV]WI\GLEVEGXIVMWXMGWXLIVI[EWJIVXMPMX]MQQYRIJYRGXMSRSVQIXEFSPMWQ,S[IZIVXLI]GER
RSWMKRMJMGERXIJJIGXSRKSREHSWSQEXMGMRHI\SVWTIVQFIYWIHMRXLIGSRXI\XSJXLIEHZIVWISYXGSQITEXL[E]W
EFYRHERGIERHVIPEXMZIZMXIPPSKIRMRMRHYGXMSR[EWIPIZEXIHJVEQI[SVO[LMGLTVSZMHIWEPMROFIX[IIRQSPIGYPEVMRMXMEXMRK
T
JSPH
8LITVMQEV]HMJJIVIRGIWMRXLIIJJPYIRXIZIRXWERHIJJIGXWEXEPIZIPSJFMSPSKMGEPSVKERM^EXMSRVIPIZERX
GLIQMWXV]FIX[IIRXLIERHI\TSWYVIW[IVIPS[IVXSVMWOEWWIWWQIRX*SVI\EQTPIMXLEWFIIRWLS[RXLEX
GSRGIRXVEXMSRWSJRSR]PTLIRSPERHIXLMR]PIWXVEHMSP;;8*IJJPYIRXGERHMWVYTXJMWLVITVSHYGXMZISYXTYXMRXLI
H\HSMSVKIW I)RZMVSR7GM8IGLRSP
`
n
Attachment B
Page 8
)RZMVSRQIRXEP7GMIRGI
8IGLRSPSK]
%VXMGPI
EFWIRGISJWIGSRHEV]WI\GLEVEGXIVMRLMFMXMSRSVZMXIPPSKIRMRMRXIKVEXIHEXEJVSQHMJJIVIRXXMQIERHWTEXMEPWGEPIWMRGPYHMRK
MRHYGXMSR0MOI[MWISXLIVJEGXSVWWYGLEWRMXVEXIGSRGIR
PSRKXIVQ[EXIVERHGLIQMGEPYWIXVIRHWWLSVXXIVQGLIQMGEP
XVEXMSRWGERTSXIRXMEPP]GSRXVMFYXIXSJMWLIRHSGVMRI
QIEWYVIQIRXW
MIHE]MRXIVREPWEQTPMRK
QMHXIVQGLIQMGEP
HMWVYTXMSR8LIVIPEXMZIP]GSRWXERXRMXVEXIGSRGIRXVEXMSRWMR
ERHFMSPSKMGEPHEXE
HE]I\TSWYVIW
ERHXLIMRWXERXERISYW
XLIIJJPYIRXYRHIVTVIERHTSWXYTKVEHIGSRHMXMSRW
*MKYVI
JYPPWGEPIW]WXIQTIVXYVFEXMSR8LIWLSVXXIVQMRXIVREPWEQTPMRK
GSYTPIH[MXLXLITSWXQSHMJMGEXMSRVIHYGXMSRSJIRHSGVMRI
[EWHIWMKRIHXSIZEPYEXIVIQSZEPIJJMGMIRG]ERHQMRMQM^IXLI
HMWVYTXMSRMRHMGEXIXLEXRMXVEXI[EWRSXEQENSVJEGXSV
IJJIGXSJLSYVP]XSHEMP]ZEVMEFMPMX][LIVIEWXLIQMHXIVQJMWL
GSRXVMFYXMRKXSXLISFWIVZIHTVIYTKVEHIIRHSGVMRIHMWVYTXMSR
I\TSWYVII\TIVMQIRXW[IVIHIWMKRIHXSMRGSVTSVEXIH]REQMG
%PXLSYKLERYQFIVSJWXYHMIWLEZIIZEPYEXIHXLIIJJIGXSJ
L]HVSPSKMGEPERHGLIQMGEPGSRHMXMSRW
;;8*XVIEXQIRXTVSGIWWIWSRIRHSGVMRIHMWVYTXMSRYWMRKMR
8LI;;8*YTKVEHIJVSQXVMGOPMRKJMPXIVWSPMHWGSRXEGXXS
ZMXVSFMSEWWE]WJI[WXYHMIWLEZIHMVIGXP]IZEPYEXIHXLIIJJIGXSJ
EGXMZEXIHWPYHKIVIWYPXIHMRIRLERGIHVIQSZEPIJJMGMIRG]JSV
XVIEXQIRXSRXLISGGYVVIRGISJIRHSGVMRIHMWVYTXMRKGSQ
XSXEPRMXVSKIRERHIRHSGVMRIHMWVYTXMRKGLIQMGEPWVIWYPXMRKMR
TSYRHWERHMRZMZSFMSPSKMGEPIJJIGXW*MPF]IXEPIZEPYEXIHXLI
ERMRWXERXERISYWTSMRXWSYVGIMQTVSZIQIRXMR[EXIVUYEPMX]
wx
IJJIGXWSJXLVIITMPSXWGEPIEHZERGIHXVIEXQIRXTVSGIWWIW
XLEX[EWVIEHMP]QIEWYVIHMRXLI[EXIVGLIQMWXV]ERHJMWL
KVERYPEVEGXMZEXIHGEVFSRS^SREXMSRERHGLPSVMRIHMS\MHI
FMSEWWE]W8LIFMSPSKMGEPVIWYPXW[IVIHIXIVQMRIHJSVXLIJMREP
ETTPMIHXSEREGXMZEXIHWPYHKI;;8*IJJPYIRXSRXLI
;;8*IJJPYIRXFIMRKHMWGLEVKIHMRXS&SYPHIV'VIIOERHXLI
IWXVSKIRMGVITVSHYGXMZILIEPXLMQTEGXWSRJEXLIEHQMRRS[W
VIGIMZMRK[EXIVYTWXVIEQJVSQXLITSMRXSJHMWGLEVKIYWMRKSR
ERHSFWIVZIHXLEXXLIEHZERGIHXVIEXQIRXWVIHYGIHXLI
WMXI HE]GSRXMRYSYWJPS[I\TSWYVII\TIVMQIRXWERHGETXYVIW
GSRGIRXVEXMSRWSJIWXVEHMSPIWXVSRIERHIXLMR]PIWXVE
XLIIJJIGXWSJXLIMRLIVIRXZEVMEFMPMX]XLEXSGGYVWMRXLI
HMSPF]EREHHMXMSREPXS -RGSRXVEWXXSXLIWXERHEVH
GSRGIRXVEXMSRWSJIRHSGVMRIHMWVYTXMRKGSQTSYRHWMR;;8*
;;8*IJJPYIRXXLIVI[EWRSZMXIPPSKIRMRMRHYGXMSRMRQEPI
IJJPYIRXWERHWXVIEQW8LIMRXIKVEXMSRSJXLIJYPPWGEPI
JMWLI\TSWIHXSXLIIJJPYIRXXVIEXIH[MXLEHHMXMSREPGLPSVMREXMSR
;;8*ERHWXVIEQVIWYPXWTVSZMHIGVMXMGEPMRJSVQEXMSRSRXLI
SVKVERYPEVEGXMZEXIHGEVFSR LS[IZIVS^SREXMSRHMHRSX
MQTEGXSJGLERKIWMRXVIEXQIRXXIGLRSPSK]SRJMWLIRHSGVMRI
IPMQMREXIZMXIPPSKIRMRMRHYGXMSR7MQMPEVVIHYGXMSRWMRIWXVS
HMWVYTXMSRERHTSXIRXMEPIJJIGXWSRWXVIEQIGSW]WXIQW*SV
KIRMGEGXMZMX]JSPPS[MRKGLPSVMREXMSRLEWFIIRSFWIVZIHMR
I\EQTPIKISKVETLMGMRJSVQEXMSRW]WXIQQSHIPWLEZIFIIR
MRZMXVS
PEFSVEXSV]WXYHMIWYWMRK]IEWXX[SL]FVMHEWWE]W
TVSTSWIHEWXSSPWJSVTVIHMGXMRKXLIIJJIGXWSJQM\XYVIWSJ
+YRREVWWSRIXEPGSQTEVIHXLIIJJIGXSJWM\TMPSXWGEPI
IRHSGVMRIHMWVYTXMRKGLIQMGEPWMRVMZIVWFEWIHSR
IWXMQEXIH
XVIEXQIRXTVSGIWWIWSRXLIVIHYGXMSRSJIRHSGVMRIHMWVYTXMRK
;;8*IJJPYIRXGSRGIRXVEXMSRWSJIWXVSRIIWXVEHMSP
GSQTSYRHWERHKIRII\TVIWWMSRSJIRHSGVMRIHMWVYTXMSRMR
IXLMR]PIWXVEHMSPERHRSR]PTLIRSP
EWWYQMRKXLEXXLI
QEPIVEMRFS[XVSYXERHSFWIVZIHXLEXXLIQIEWYVIH
GLIQMGEPWEGXHSWIEHHMXMZIP]ERH
YWMRKXLIQSHIPSJ
GSRGIRXVEXMSRWERHKIRII\TVIWWMSRMRGSRZIRXMSREPEGXMZEXIH
WPYHKIXVIEXIHIJJPYIRX[EWVIHYGIHJSPPS[MRKEHHMXMSREPGSRGIRXVEXMSREHHMXMSRJSVZMXIPPSKIRMRMRHYGXMSRMRQEPI
XVIEXQIRXF]WERHJMPXVEXMSRQSZMRKFIHFMSJMPQVIEGXSV
JEXLIEHQMRRS[WEWEFMSQEVOIV8LIWIQSHIPWEVIPMQMXIH
S^SREXMSRERHGSQFMREXMSRWSJXLIXLVIITVSGIWWIW%PXLSYKL
F]MRTYXHEXE[LMGLSJXIREVIHIVMZIHJVSQPEFSVEXSV]
XLIWITMPSXWGEPIWXYHMIWMRHMGEXIXLEXVIHYGXMSRMREHZIVWI
QMGVSGSWQWXYHMIWSVIWXMQEXIHJVSQSXLIVQSHIPW8LMW
IRHSGVMRIHMWVYTXMRKIJJIGXWGERFIEGLMIZIHF]YWMRKEHZERGIH
WXYH]HMVIGXP]PMROWWXVIEQL]HVSPSK]ERHGLIQMWXV];;8*
XVIEXQIRXXIGLRSPSKMIWMXMWMQTSVXERXXSZEPMHEXIXLIVIWYPXW
STIVEXMSRWERHIJJPYIRXGLIQMWXV]ERHJMWLIRHSGVMRI
YRHIVJYPPWGEPISTIVEXMSREPGSRHMXMSRW0MOI[MWIMXMWMQTSVXERX
HMWVYTXMSRERHLS[XLI]VIWTSRHXSEJYPPWGEPIYTKVEHIMR
XSFIXXIVYRHIVWXERHXLIIJJIGXWSJPIWWEHZERGIH
ERHGSWXP]
XVIEXQIRXXIGLRSPSK]ERHTVSZMHIWMRXIKVEXIHHEXEXLEXEVI
ERHIRIVK]MRXIRWMZI
XIGLRSPSK]YTKVEHIWWYGLEWGSRZIVWMSR
RIGIWWEV]XSTVIHMGXTSXIRXMEPMQTEGXWSRXLIVIGIMZMRKWXVIEQ
JVSQFMSPSKMGEPJMPXIVTPERXWERHFMSPSKMGEPJMPXIVTPERXW[MXL
IGSW]WXIQ
EHHMXMSREPXIVXMEV]XVIEXQIRXXSEGXMZEXIHWPYHKITPERXW
7XVIEQIGSW]WXIQWVIWTSRHXSGLERKIWMRGLIQMWXV]EXER
8LI;;8*YTKVEHI[EW
)GSW]WXIQ-QTPMGEXMSRW
MRLIVIRXP]WPS[IVVEXIXLERIRKMRIIVMRKQSHMJMGEXMSRWERH
HIWMKRIHXSIRLERGIXLIVIQSZEPSJEQQSRMYQRMXVSKIR
QIWSGSWQI\TIVMQIRXWERHEVIPMOIP]XSSGGYVSZIVQYPXM]IEV
[LMGLGERFIXS\MGXSJMWLERHSXLIVEUYEXMGPMJI8LIPS[IV
XMQIMRXIVZEPW8LIHIGVIEWIMREQQSRMYQERHXSXEPRMXVSKIR
EQQSRMYQGSRGIRXVEXMSRWMRXLITSWXYTKVEHIIJJPYIRX
*MKYVI
PSEHMRK[MPPVIHYGIWXVIWWIWXSXLIIGSW]WXIQGEYWIHF]XS\MGMX]
PMOIP][MPPLEZIETSWMXMZIIJJIGXSRXLIWXVIEQIGSW]WXIQHYI
ERHIYXVSTLMGEXMSR0S[IVPSEHMRKSJIRHSGVMRIHMWVYTXMRK
XSVIHYGIHXS\MGIJJIGXW8LIGSRZIVWMSRJVSQXVMGOPMRKJMPXIV
GLIQMGEPWEPWSWLSYPHLEZIEFIRIJMGMEPMQTEGXSRXLI
WSPMHWGSRXEGXXSEGXMZEXIHWPYHKIXVIEXQIRXEPWSIRLERGIHXLI
VITVSHYGXMZILIEPXLSJJMWLTSTYPEXMSRW6IWXVMGXMSRWSRXLI
VIQSZEPSJWIPIGXIRHSGVMRIHMWVYTXMRKGLIQMGEPWWYGLEW
YWISJRSR]PTLIRSPGSQTSYRHWMRXLI9RMXIH/MRKHSQ
IWXVEHMSPIWXVSRIERHRSR]PTLIRSPGSRWMWXIRX[MXLSXLIV
VIWYPXIHMREWMQMPEVVIHYGXMSRMR;;8*IJJPYIRXIWXVS
WXYHMIWXLEXWLS[IJJIGXMZIVIQSZEPSJIRHSGVMRIHMWVYTXMRK
KIRMGMX]GSRWMWXIRX[MXLTVIHMGXMSRWFEWIHSRIRHSGVMRI
GLIQMGEPWHYVMRKEGXMZEXIHWPYHKIXVIEXQIRX,S[IZIVRSX
HMWVYTXMRKIJJIGXWSJGSQTPI\GLIQMGEPQM\XYVIW%PXLSYKLXLI
EPPGLIQMGEPWWLS[IHIRLERGIHVIQSZEPJSPPS[MRKXLI;;8*
JMWLI\TSWYVIVIWYPXWJSPPS[MRKXLI;;8*QSHMJMGEXMSR
YTKVEHIEWMPPYWXVEXIHF])(8%[LMGLLEHRSVIQSZEPYRHIV
MRHMGEXIHMQMRMWLIHIRHSGVMRIHMWVYTXMSRVIWYPXMRKJVSQ
IMXLIVGSRJMKYVEXMSRERH24)'[LMGL[EWTVSHYGIHHYVMRK
VIHYGXMSRMRIWXVSKIRMGGSQTSYRHWXLIHS[RWXVIEQIGSW]WXIQ
XVIEXQIRXYRHIVFSXLGSRJMKYVEXMSRW4VSHYGXMSRSJXLI
VIWTSRWI[MPPFIFYJJIVIHF]XLITSSPSJGSRXEQMRERXWMRXLI
TSXIRXMEPIRHSGVMRIHMWVYTXMRK24)'QIXEFSPMXIWJVSQXLI
WXVIEQFMSJMPQERHWIHMQIRXW6IGSZIV]SJXLIVITVSHYGXMZI
HIKVEHEXMSRSJRSRMSRMGWYVJEGXERXWVITVIWIRXWETSSPSJ
LIEPXLSJJVIIPMZMRKJMWLHS[RWXVIEQJVSQXLI;;8*
RSR]PTLIRSPHMWGLEVKIHF]XLI;;8*XLEXMWWYFNIGXXSJYVXLIV
HMWGLEVKIMWHITIRHIRXYTSRWTIGMIWWTIGMJMGPMJILMWXSV]ERH
HIKVEHEXMSRMRXLIWXVIEQ
TSTYPEXMSRGLEVEGXIVMWXMGWEW[IPPEWXLIVITVSHYGXMZIVIWTSRWI
-RSVHIVXSIZEPYEXIMQTPMGEXMSRWSJXLI;;8*YTKVEHISR
XLIHS[RWXVIEQ&SYPHIV'VIIOIGSW]WXIQMXMWRIGIWWEV]XSXSGLERKIWMRXLIGLIQMGEPTVSTIVXMIWSJXLIIJJPYIRX
H\HSMSVKIW I)RZMVSR7GM8IGLRSP
`
n
Attachment B
Page 9
)RZMVSRQIRXEP7GMIRGI
8IGLRSPSK]
%VXMGPI
*ER> ;Y7 'LERK, ,Y.&ILEZMSVWSJKPYGSGSVXMGSMHW
%773'-%8)('328)28
ERHVSKIRWERHTVSKIWXSKIRWMREQYRMGMTEPWI[EKIXVIEXQIRXTPERX
7YTTSVXMRK-RJSVQEXMSR
7
7GM8IGLRSP
)RZMVSR
GSQTEVMWSRXSIWXVSKIRW
n
.YRIERH.YRI &SYPHIV;EWXI[EXIV8VIEXQIRX
.SLRWSR% 7YQTXIV.6IQSZEPSJIRHSGVMRIHMWVYTXMRK
*EGMPMX]WEQTPMRKWMRGPYHIWXLIJSPPS[MRK SRIJMKYVIWLS[MRK
)RZMVSR7GM8IGLRSP
GLIQMGEPWMREGXMZEXIHWPYHKIXVIEXQIRX[SVOW
XLITVIERHTSWXYTKVEHIXVIEXQIRXTVSGIWWIWERHWEQTPMRK
n
PSGEXMSRWSRIXEFPIWLS[MRKXLIYRMXTVSGIWWHIXEMPWXLVII
.SRIW3%, +VIIR4+ :SYPZSYPMW2 0IWXIV.2
XEFPIWTVSZMHMRKEREP]XMGEPVIWYPXWERHUYEPMX]EWWYVERGIHEXE
5YIWXMSRMRKXLII\GIWWMZIYWISJEHZERGIHXVIEXQIRXXSVIQSZI
ERHSRIXEFPIWYQQEVM^MRKGSRGIRXVEXMSRWERHVIQSZEPEWE
)RZMVSR7GM8IGLRSP
SVKERMGQMGVSTSPPYXERXWJVSQ[EWXI[EXIV
JYRGXMSRSJYRMXTVSGIWW8LMWQEXIVMEPMWEZEMPEFPIJVIISJGLEVKI
n
,SPPIRHIV. >MQQIVQERR7+ /SITOI7 /VEYWW1
ZMEXLI-RXIVRIXEXLXXT TYFWEGWSVK
1G%VHIPP'7 3VX' 7MRKIV, ZSR+YRXIR9 7MIKVMWX,
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%98,36-2*361%8-32
XVIEXQIRXTPERXYTKVEHIH[MXLEJYPPWGEPITSWXS^SREXMSRJSPPS[IHF]
'SVVIWTSRHMRK%YXLSV
)RZMVSR7GM8IGLRSP
WERHJMPXVEXMSR
n
)QEMP PFFEVFIV$YWKWKSZ
'MX]SJ&SYPHIVLXXT [[[GMFSYPHIVGSYWTYFPMG[SVOW
HITXWYXMPMXMIW
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8LIEYXLSVWXLERO+VIK&VS[R.EQIW+VE]7XIJJERMI/IIJI
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ERH,S[EVH8E]PSV
97+7
1IKER1SRVSI%RH]8E]PSV
97+ISP
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REQIWMWJSVMHIRXMJMGEXMSRTYVTSWIWERHHSIWRSXMQTP]
)RZMVSR7GM
XVIEXQIRXTPERXIJJPYIRX&SYPHIV'VIIO'SPSVEHS
IRHSVWIQIRXF]XLI97+SZIVRQIRX8LMW[SVO[EW
8IGLRSP
n
WYTTSVXIHF]XLI97+ISPSKMGEP7YVZI]2EXMSREP6IWIEVGL
;SSHPMRK.( 0STI^)1 1EPHSREHS81 2SVVMW(3
ERH8S\MG7YFWXERGIW,]HVSPSK]4VSKVEQW%HHMXMSREPWYTTSVX
:ENHE%1-RXIVWI\ERHSXLIVVITVSHYGXMZIHMWVYTXMSRSJJMWLMR
[EWTVSZMHIHF]2EXMSREP7GMIRGI*SYRHEXMSR+VERX
'SQT&MSGLIQ
[EWXI[EXIVIJJPYIRXHSQMREXIH'SPSVEHSWXVIEQW
4L]WMSP' 8S\MGSP4LEVQEGSP
n
6)*)6)2')7
&VEHPI]41 &EVFIV0& /SPTMR(; 1G1ELSR4&
-WWYIWMR4SXEFPI6IYWI8LI:MEFMPMX]
2EXMSREP6IWIEVGL'SYRGMP
'LETIPPI*,&MSXVERWJSVQEXMSRSJGEJJIMRIGSXMRMRIERHRMGSXMRIMR
n
SJ%YKQIRXMRK(VMROMRK;EXIV7YTTPMIW[MXL6IGPEMQIH;EXIV
2EXMSREP
WXVIEQWIHMQIRXW -QTPMGEXMSRWJSVYWIEW[EWXI[EXIVMRHMGEXSVW
%GEHIQ]4VIWW ;EWLMRKXSR('
)RZMVSR8S\MGSP'LIQ
n
&EVFIV0& &VS[R+/ >EYKK7(4SXIRXMEPIRHSGVMRI
&VEHPI]41 &EVFIV0& /SPTMR(; 1G1ELSR4&
HMWVYTXMRKSVKERMGGLIQMGEPWMRXVIEXIHQYRMGMTEP[EWXI[EXIVERHVMZIV
'LETIPPI*,4SXIRXMEPJSVRRSR]PTLIRSPFMSHIKVEHEXMSRMR
%REP]WMWSJ)RZMVSRQIRXEP)RHSGVMRI(MWVYTXSVW
[EXIV-R /IMXL0,
)RZMVSR8S\MGSP'LIQ
WXVIEQWIHMQIRXW
n
.SRIW0ITT80 2IIHLEQ00)HW %Q'LIQ7SG7]QTSWMYQ
&VEHPI]41 &EVFIV0& 'LETIPPI*, +VE].0 /SPTMR
7IVMIW %Q'LIQ7SG ;EWLMRKXSR(' TT
n
(; 1G1ELSR4&&MSHIKVEHEXMSRSJIWXVEHMSPIWXVSRIERH
/SPTMR(; *YVPSRK)8 1I]IV18 8LYVQER)1
)RZMVSR7GM8IGLRSP
XIWXSWXIVSRIMRWXVIEQWIHMQIRXW
>EYKK7( &EVFIV0& &Y\XSR,84LEVQEGIYXMGEPWLSVQSRIW
n
ERHSXLIVSVKERMG[EWXI[EXIVGSRXEQMRERXWMR97WXVIEQW
n
&EVFIV0& %RX[IMPIV6' *P]RR.0 /IIJI7, /SPTMR
)RZMVSR7GM8IGLRSP
%REXMSREPVIGSRREMWWERGI
(; 6SXL(% 7GLRSIFIPIR(. 8E]PSV,) :IVTPERGO40
n
0EKVERKMERQEWWJPS[MRZIWXMKEXMSRWSJMRSVKERMGGSRXEQMRERXWMR
&EVFIV0& 1YVTL]7* :IVTPERGO40 7ERHWXVSQ1;
)RZMVSR7GM8IGLRSP
[EWXI[EXIVMQTEGXIHWXVIEQW
n
8E]PSV,) *YVPSRK)8'LIQMGEPPSEHMRKMRXSWYVJEGI[EXIVEPSRK
EL]HVSPSKMGEPFMSKISGLIQMGEPERHPERHYWIKVEHMIRXELSPMWXMG
&EVFIV0& /IIJI7, /SPTMR(; 7GLRSIFIPIR(.
)RZMVSR7GM8IGLRSP
[EXIVWLIHETTVSEGL
n
*P]RR.0 &VS[R+/ *YVPSRK)8 +VE].0 +PEWWQI]IV7
8IVRIW8% .SWW% 7MIKVMWX,7GVYXMRM^MRKTLEVQEGIYXMGEPW
8 1I]IV18 7ERHWXVSQ1; 8E]PSV,) >EYKK7(
)RZMVSR7GM
ERHTIVWSREPGEVITVSHYGXWMR[EWXI[EXIVXVIEXQIRX
0EKVERKMERWEQTPMRKSJ[EWXI[EXIVXVIEXQIRXTPERXHMWGLEVKIWMRXS
8IGLRSP
% %
n
&SYPHIV'VIIO'SPSVEHSERH*SYVQMPI'VIIO-S[EHYVMRKXLI
.SFPMRK7 2SPER1 8]PIV'6 &VMKLX]+ 7YQTXIV.4
WYQQIVSJERHWTVMRKSJ,]HVSPSKMGEPERH[EXIVUYEPMX]
n
)RZMVSR7GM8IGLRSP
;MHIWTVIEHWI\YEPHMWVYTXMSRMR[MPHJMWL
97+ISP7YVZI]3TIR*MPI6ITX
HEXE 97+ISP7YVZI]
n
;EWLMRKXSR('
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&EVFIV0& 0II/) 7[EGOLEQIV(0 7GLSIRJYWW,0
( 2SVVMW(36ITVSHYGXMZIHMWVYTXMSRMRJMWLHS[RWXVIEQSJER
6ITVSHYGXMZIVIWTSRWIWSJQEPIJEXLIEHQMRRS[WI\TSWIHXS
)RZMVSR7GM8IGLRSP
IWXVSKIRMG[EWXI[EXIVIJJPYIRX
n
[EWXI[EXIVXVIEXQIRXTPERXIJJPYIRXIJJPYIRXXVIEXIH[MXL<%(
VIWMRERHERIRZMVSRQIRXEPP]VIPIZERXQM\XYVISJEPO]PTLIRSP
&EVFIV0& &VS[R+/ 2IXXIWLIMQ8+ 1YVTL]);
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7GM8SXEP
QM\XYVIWSRJMWLMRE[EWXI[EXIVMQTEGXIHYVFERWXVIEQ
1 7GLSIRJYWW,0 2SVVMW(3(IQEWGYPMRM^EXMSRSJQEPIJMWLF]
)RZMVSR
n
%UYEX8S\MGSP
[EWXI[EXIVXVIEXQIRXTPERXIJJPYIRX
0MY> /ERNS= 1M^YXERM76IQSZEPQIGLERMWQWJSV
n
IRHSGVMRIHMWVYTXMRKGSQTSYRHW
)('W
MR[EWXI[EXIVXVIEXQIRX
n
&MWXSHIEY8. &EVFIV0& &EVXIPP7) 'IHMIP6% +VSZI
TL]WMGEPQIERWFMSHIKVEHEXMSRERHGLIQMGEPEHZERGIHS\MHEXMSR E
/. /PEYWXIVQIMIV. ;SSHEVH.' 0II/) 7GLSIRJYWW,0
7GM8SXEP)RZMVSR
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n
0EVZEPI\TSWYVIXSIRZMVSRQIRXEPP]VIPIZERXQM\XYVIWSJEPO]PTLIRS
;Y5= ,Y,= 7YR=<)JJIGXSJGLPSVMREXMSRSRXLI
PIXLS\]PEXIWVIHYGIWVITVSHYGXMZIGSQTIXIRGIMRQEPIJEXLIEH
IWXVSKIRMGERXMIWXVSKIRMGEGXMZMXMIWSJFMSPSKMGEPP]XVIEXIH[EWXI[EXIV
)RZMVSR7GM8IGLRSP%UYEX8S\MGSP
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nn
H\HSMSVKIW I)RZMVSR7GM8IGLRSP
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n
Attachment B
Page 10
)RZMVSRQIRXEP7GMIRGI
8IGLRSPSK]
%VXMGPI
7GLSIRJYWW,0 &EVXIPP7) &MWXSHIEY8& 'IHMIP6%
7GLVIMFIV-1 1MXGL;%3GGYVVIRGIERHJEXISJ
+VSZI/. >MRXIO0 0II/) &EVFIV0&-QTEMVQIRXSJXLIRMXVSWEQMRIWERHRMXVSWEQMRITVIGYVWSVWMR[EWXI[EXIVMQTEGXIH
)RZMVSR7GM
VITVSHYGXMZITSXIRXMEPSJQEPIJEXLIEHQMRRS[WF]IRZMVSRQIRXEPP]WYVJEGI[EXIVWYWMRKFSVSREWEGSRWIVZEXMZIXVEGIV
%UYEX8S\MGSP 8IGLRSP
VIPIZERXI\TSWYVIWXSRSR]PTLIRSP
nn
7LIELER(% &VMKLX]+' (ERMIP1 .SFPMRK7 ,EVVMIW.
+SFIMP' 6SRHIEY& &IEYHMR0'SRXVMFYXMSRSJQYRMGMTEP
)RZMVSR7GM
) ,YVWX16 /IRRIH]. /MVF]7. 1SVVMW7 6SYXPIHKI). IJJPYIRXWXSQIXEPJPY\IWMRXLI7X0E[VIRGI6MZIV
8IGLRSP
7YQTXIV.4 ;EPHSGO1.6IHYGXMSRMRXLIIWXVSKIRMGEGXMZMX]SJE
n
XVIEXIHWI[EKIIJJPYIRXHMWGLEVKIXSER)RKPMWLVMZIVEWEVIWYPXSJE
&EVFIV0& /IIJI7, %RX[IMPIV6' 8E]PSV,) ;EWW
HIGVIEWIMRXLIGSRGIRXVEXMSRSJMRHYWXVMEPP]HIVMZIHWYVJEGXERXW6(%GGYQYPEXMSRSJGSRXEQMRERXWMRJMWLJVSQ[EWXI[EXIVXVIEXQIRX
)RZMVSR8S\MGSP'LIQ)RZMVSR7GM8IGLRSP
[IXPERHW
nn
97)RZMVSRQIRXEP4VSXIGXMSR%KIRG]%UYEXMGPMJIEQFMIRX
0II/) 0ERKIV7/ &EVFIV0& ;VMXIV., *IVVI]1
[EXIVUYEPMX]GVMXIVME2SR]PTLIRSP*-2%097)RZMVSR4VSXIGX0 7GLSIRJYWW,0 *YVPSRK)8 *SVIQER;8 +VE].0
%KIRG] 6 97)RZMVSR4VSXIGX%KIRG] ;EWLMRKXSR6I:IPPS6' 1EVXMRSZMG( ;SSHVYJJ34 /IIJI7, &VS[R
+/ 8E]PSV,) *IVVIV- 8LYVQER)1)RHSGVMRIEGXMZI
('
7IVZSW166IZMI[SJXLIEUYEXMGXS\MGMX]IWXVSKIRMGGLIQMGEPWTLEVQEGIYXMGEPWERHSXLIVGLIQMGEPWSJGSRGIVRMRWYVJEGI
VIWTSRWIWERHFMSEGGYQYPEXMSRSJEPO]PTLIRSPWERHEPO]PTLIRSP[EXIV[EWXI[EXIVXVIEXQIRXTPERXIJJPYIRXERHFIHWIHMQIRXERH
;EXIV5YEP6IW.'EREHE
TSP]IXLS\]PEXIWFMSPSKMGEPGLEVEGXIVMWXMGWMRWIPIGXIHWXVIEQW1MRRIWSXE(IWMKR
nn
4VSGXIVERH+EQFPI9WISJRSR]PTLIRSPERHRSR]PTLIRSP97+ISP7YVZI](EXE7IVMIW
QIXLSHWERHHEXE
IXLS\]PEXIWMR4VSGXIVERH+EQFPITVSHYGXW[[[TKTIVWTIGXMZIW [[1321,1007,1997,1048][9][,,][Arial]];EWLMRKXSR(' TTPYWETTIRHMGIW
GSQIR
EGGIWWIH
*MPIPPE1,S[VIPMEFPIEVIIRZMVSRQIRXEPHEXESRSVTLER
wx
;EP1EVX;EP1EVX7XSVIW-RGPEYRGLIWMRRSZEXMZITVSKVEQXS.
IPIQIRXW#8LIGEWISJFMWQYXLGSRGIRXVEXMSRWMRWYVJEGI[EXIVW
)RZMVSR1SRMX
MRWTMVIYWISJTVIJIVVIHWYFWXERGIWMRGLIQMGEPMRXIRWMZITVSHYGXW
n
[[[[EPQEVXJEGXWGSQEVXMGPIWEWT\
EGGIWWIH
[[1898,1169,2328,1210][9][,,][Arial]]8LI%UYISYW'LIQMWXV]SJXLI
7GL[IMX^IV+/ 4IWXIVJMIPH00
)PIQIRXW
,EVQER' 6IMH1 8LSQEW/:-RWMXYGEPMFVEXMSRSJE 3\JSVH9RMZIVWMX]4VIWW 3\JSVH9/
TEWWMZIWEQTPMRKHIZMGIJSVWIPIGXIHMPPMGMXHVYKWERHXLIMVQIXEFSPMXIW
&EY1 (YPWOM4%RXLVSTSKIRMGSVMKMRSJTSWMXMZIKEHSPMRMYQ
)EVXL4PERIX7GM0IXX
MR[EWXI[EXIVERHWYFWIUYIRX]IEVPSRKEWWIWWQIRXSJGSQQYRMX]ERSQEPMIWMRVMZIV[EXIVW
n
)RZMVSR7GM8IGLRSP
HVYKYWEKI
:IVTPERGO40 *YVPSRK)8 +VE].0 4LMPPMTW4. ;SPJ
n
3VX' 0E[VIRGI1+ 6IYRKSEX. 1YIPPIV.*7EQTPMRK
6) )WTSWMXS/)ZEPYEXMRKXLIFILEZMSVSJKEHSPMRMYQERHSXLIV
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)RZMVSR7GM8IGLRSP)RZMVSR7GM8IGLRSP
QSHIWERHSTXMQM^EXMSRWXVEXIKMIWTPERXW
n
+VSQIX04 (]QIO6* ,EWOMR0% /SVSXIZ608LI
n
.SLRWSR%'2EXYVEPZEVMEXMSRWMRJPS[EVIGVMXMGEPMR2SVXL%QIVMGERWLEPIGSQTSWMXIMXWGSQTMPEXMSRQENSVERHXVEGI
+ISGLMQ'SWQSGLMQ%GXE
HIXIVQMRMRKGSRGIRXVEXMSRWSJTSMRXWSYVGIGSRXEQMRERXWMRVMZIVW ERIPIQIRXGLEVEGXIVMWXMGW
n
)RZMVSR7GM8IGLRSP
IWXVSKIRI\EQTPI
n
2IPWSR)( (S, 0I[MW67 'EVV7%(MYVREPZEVMEFMPMX]
(]IV7( 'ETVEVE6.%QIXLSHJSVIZEPYEXMRKGSRWYQIV
SJTLEVQEGIYXMGEPTIVWSREPGEVITVSHYGXIWXVSKIRERHEPO]PTLIRSPTVSHYGXMRKVIHMIRXGSRXVMFYXMSRWXSWYVJEGIERHHVMROMRK[EXIV FSVSR
)RZMVSR8S\MGSP'LIQ
GSRGIRXVEXMSRWMRIJJPYIRXJVSQEXIVXMEV][EWXI[EXIVXVIEXQIRXJEGMPMX]EWEXIWXGEWI
n
)RZMVSR7GM8IGLRSP
%PHIV%' 7MIKVMWX, +YNIV; +MKIV;&ILEZMSVSJ28%
n
;EXIV6IW
1EVXMRSZMG( (IRR].7 7GLQMIHIV4/ %ROPI]+8 ERH)(8%MRFMSPSKMGEP[EWXI[EXIVXVIEXQIRX
7SVIRWIR4;8IQTSVEPZEVMEXMSRMRXLIIWXVSKIRMGMX]SJEWI[EKI
n
)RZMVSR7GM
2S[EGO&)RZMVSRQIRXEPGLIQMWXV]SJEQMRSTSP]GEVFS\]PEXI
XVIEXQIRXTPERXIJJPYIRXERHMXWFMSPSKMGEPWMKRMJMGERGI
8IGLRSP)RZMVSR7GM8IGLRSP
GLIPEXMRKEKIRXW
nn
;VMXIV., 0IIRLIIV.% &EVFIV0& %Q]+0 'LETVE
%QIVMGER4YFPMG,IEPXL%WWSGMEXMSR%QIVMGER;EXIV;SVOW
7XERHEVH1IXLSHWJSV
%WWSGMEXMSRERH;EXIV)RZMVSRQIRX*IHIVEXMSR7'7I[EKIGSRXEQMREXMSRMRXLI9TTIV1MWWMWWMTTM6MZIVEW
XLI)\EQMREXMSRSJ;EXIVERH;EWXI[EXIV;EXIV6IW
XLIH
%Q4YFPMGQIEWYVIHF]XLIJIGEPWXIVSPGSTVSWXERSP
n
,IEPXL%WWSG ;EWLMRKXSR('
+EVFEVMRS.6 8E]PSV,)-RHYGXMZIP]GSYTPIHTPEWQEQEWW
0E]XSR%' +VIKSV]&; 7I[EVH.6 7GLYPX^8;
WTIGXVSQIXVMGQIXLSHJSVXLIHIXIVQMREXMSRSJHMWWSPZIHXVEGI7E]PIV+71MRIVEPM^EXMSRSJWXIVSMHEPLSVQSRIWF]FMSWSPMHWMR
97+ISP7YVZI]3TIR*MPI6ITX )RZMVSR7GM
IPIQIRXWMRREXYVEP[EXIV [EWXI[EXIVXVIEXQIRXW]WXIQWMR8IRRIWWII97%
8IGLRSP
97+ISP7YVZI] ;EWLMRKXSR('
n
*SVIQER;8 +VE].0 6I:IPPS6' 0MRHPI]'*
;VMXIV., &EVFIV0& 6]ER.2 &VEHPI]41
0SWGLI7% &EVFIV0&(IXIVQMREXMSRSJWXIVSMHEPLSVQSRIWMR&MSHIKVEHEXMSRERHEXXIRYEXMSRSJWXIVSMHEPLSVQSRIWERHEPO]PTLI
JMPXIVIHERHYRJMPXIVIH[EXIVF]WSPMHTLEWII\XVEGXMSRHIVMZEXM^EXMSR)RZMVSR7GM8IGLRSP
RSPWF]WXVIEQFMSJMPQWERHWIHMQIRXW
97+ISP
ERHKEWGLVSQEXSKVETL][MXLXERHIQQEWWWTIGXVSQIXV]
n
7YVZI]1IXLSHW3==ERH3==
97+ISP7YVZI]
%ROPI]+8 &IRRIXX67 )VMGOWSR6. ,SJJ(.
,SVRYRK1; .SLRWSR6( 1SYRX(6 2MGLSPW.;
;EWLMRKXSR('
%LIP1 +MKIV; /SGL1&ILEZMSVSJEPO]PTLIRSP6YWWSQ'0 7GLQMIHIV4/ 7IVVERS.% 8MIXKI.)
TSP]IXLS\]PEXIWYVJEGXERXWMRXLIEUYEXMGIRZMVSRQIRX-3GGYVVIRGI:MPPIRIYZI(0%HZIVWISYXGSQITEXL[E]W %GSRGITXYEPJVEQI[SVO
;EXIV6IW )RZMVSR
ERHXVERWJSVQEXMSRMRWI[EKIXVIEXQIRXXSWYTTSVXIGSXS\MGSPSK]VIWIEVGLERHVMWOEWWIWWQIRX
n
8S\MGSP'LIQ
n
0S]S6SWEPIW.) 6MGI'4 8SVVIRXW%*EXISJSGX]PERH
*MPF]%0 7LIEVW.% (VEKI&) 'LYVGLPI]., 8]PIV
RSR]PTLIRSPIXLS\]PEXIWERHWSQIGEVFS\]PEXIHHIVMZEXMZIWMRXLVII'6)JJIGXWSJEHZERGIHXVIEXQIRXWSJ[EWXI[EXIVIJJPYIRXWSR
)RZMVSR7GM8IGLRSP)RZMVSR7GM8IGLRSP
%QIVMGER[EWXI[EXIVXVIEXQIRXTPERXWIWXVSKIRMGERHVITVSHYGXMZILIEPXLMQTEGXW
nn
)RZMVSRQIRXEPERH,YQER7EJIX]SJ1ENSV
8EPQEKI77
+YMPPIXXI0. )H[EVHW81-WRMXVEXIERIGSPSKMGEPP]VIPIZERX
7YVJEGXERXW%PGSLSP)XLS\]PEXIWERH%PO]PTLIRSP)XLS\]PEXIW-RXIKV'SQT&MSP
0I[MWIRHSGVMRIHMWVYTXSVMRZIVXIFVEXIW#
nn
4YFPMWLIVW &SGE6EXSR*0
-'-72SR]PTLIRSPLXXT [[[MGMWGSQ%VXMGPIW [[1339,3000,2005,3041][9][,,][Arial]]
+YRREVWWSR0 %HSPJWWSR)VMGM1 &NS [[1973,3000,2333,3041][9][,,][Arial]]VPIRMYW& 6YXKIVWWSR
RSR]PTLIRSPLXQP
EGGIWWIH
' *SVPMR0 0EVWWSR(+.'SQTEVMWSRSJWM\HMJJIVIRXWI[EKI
H\HSMSVKIW I)RZMVSR7GM8IGLRSP
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n
Attachment B
Page 11
)RZMVSRQIRXEP7GMIRGI
8IGLRSPSK]
%VXMGPI
XVIEXQIRXTVSGIWWIWVIHYGXMSRSJIWXVSKIRMGWYFWXERGIWERHIJJIGXW
n
7GM8SXEP)RZMVSR
SRKIRII\TVIWWMSRMRI\TSWIHQEPIJMWL
n
.SLRWSR%' ;MPPMEQW6. 7MQTWSR4 /ERHE6;LEX
HMJJIVIRGIQMKLXWI[EKIXVIEXQIRXTIVJSVQERGIQEOIXSIRHSGVMRI
)RZMVSR4SPPYX
HMWVYTXMSR
n
;VMXIV., 6]ER.2 /IIJI7, &EVFIV0&*EXISJ
RSR]PTLIRSPERHIWXVEHMSPMRXLI6IH[SSH6MZIVSJ1MRRIWSXE
)RZMVSR7GM8IGLRSP
n
7YQTXIV.4 .SLRWSR%' ;MPPMEQW6. /SVXIROEQT%
7GLSP^I11SHIPMRKIJJIGXWSJQM\XYVIWSJIRHSGVMRIHMWVYTXMRK
)RZMVSR7GM8IGLRSP
GLIQMGEPWEXXLIVMZIVGEXGLQIRXWGEPI
n
;VMXIV., 6]ER.2 &EVFIV0&6SPISJFMSJMPQWMR
WSVTXMZIVIQSZEPSJWXIVSMHEPLSVQSRIWERHRSR]PTLIRSPGSQ
)RZMVSR7GM8IGLRSP
TSYRHWJVSQWXVIEQW
n
H\HSMSVKIW I)RZMVSR7GM8IGLRSP
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n
:IRPEJE\MRI
0EQSXVMKMRI
*PYS\IXMRI
'EVFEQE^ITMRI
&YTVSTMSR
6IPEXMZI+7-
K0:MXIPPSKIRMR
2YTXMEP8YFIVGPI
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